Robert Howard Forman, Senior Consultant
Co-author of The Solicitor's Handbook 2019, ranked in Chambers and Partners 2021, achieving 'star' status for five successive years, and recommended by Legal 500 2021, in Professional Discipline, Robert is an experienced Professional Discipline solicitor, with particular expertise in the field of Solicitors’ Professional Discipline & Regulation.
Chambers 2021 - 'Robert Forman possesses a strong reputation within the legal services regulatory sector, due to his excellent track record defending legal professionals in SDT proceedings. He is also adept at helping firms avoid SRA intervention following solicitor misconduct. "Robert really understands the perspective and psychology of regulatory bodies. He gets what they will be concerned about and knows how to best represent your case in language they will respond to." "He provides very prompt and clear advice and is a good strategist." "He is an outstanding solicitor who provides very robust, thorough and empathetic advice."' In the previous edition, 'Robert Forman has forged an outstanding reputation at the forefront of the legal services regulatory sector, due to his excellent track record defending legal professionals in SDT proceedings, as well as SRA investigations and appeals to the Administrative Court. A client notes: "He's knowledgeable and wise to the subtler nuances and practices of the SRA, allowing him to calmly and assuredly guide us through the tactical maze."'
Legal 500 2021 - 'Murdochs Solicitors' team is 'excellent in both the law and applying its knowledge'. The practice focuses almost exclusively on defending solicitors and other legal professionals facing regulatory investigations and disciplinary proceedings ...recommended is senior consultant solicitor Robert Forman, who handles the firm’s retainers with large law firms and complex investigations'. 'Robert Forman has impressive legal knowledge & is very adept at matters of detail.' 'Robert Forman understands me, how I work, my fears and how to take those feelings into creating a positive plan.’ In previous editions, ‘Robert Forman … is an excellent lawyer ... is noted for his ‘superb acumen and industry knowledge’, ‘excellent communication skills’ and ‘tailored advice’.
Robert provides advice, support and representation for firms, individual solicitors and other legal professionals under regulatory investigation or facing allegations of professional misconduct. Robert also provides regulatory compliance advice to firms and individuals, including COLPs and COFAs. Robert also has experience acting for barristers in proceedings brought by the Bar Standards Board, legal executives in CILEx Regulation investigations, and taxation professionals (CIOT/ATT) appearing before the Taxation Disciplinary Board tribunal.
Robert also has experience of delivering seminars on Solicitors Regulation, Professional Discipline & Professional Indemnity Insurance for The Law Society and for MBL Seminars.
Robert has sat on the Solicitors Disciplinary Tribunal's Users Group and was appointed by the SRA as external advisor to the SRA Compensation Arrangements Review 2012-2014 to give insight from a Defence Practitioner’s perspective. He is a member of the Lawyers Defence Group, the Solicitors Assistance Scheme and the Association of Regulatory & Disciplinary Lawyers. His fields of practice include:
- Representation in SRA investigations
- Defence at the Solicitors Disciplinary Tribunal
- Advice on and Appeals against Interventions
- Advice on the SRA Standards & Regulations 2019
- Practising Certificate issues
- Admission to the Roll and the Suitability Test
- Professional indemnity insurance coverage disputes
- Appeals to the Administrative Court
- Advising firms, COLPs and COFAs on Compliance
- Voluntary Practice Closures
- SRA Authorisation
- Representations against the publication of regulatory decisions
- Legal Ombudsman complaints
Robert Qualified as a solicitor 1997.
Some of Robert’s cases :
- SRA : SRA re G  Successfully representing experienced conveyancing solicitor alleged to have acted dishonestly in fraudulent commercial property investment scheme - Investigation closed with no further action following detailed submissions.
- SDT : SRA v K  Successfully defending a senior partner in a 5 day hearing at the Tribunal hearing multiple allegations of dishonesty, acting without integrity, recklessness and other rule breaches following two judicial findings of dishonesty. All allegations dismissed.
- SDT : SRA v J  Successfully defending an experienced solicitor alleged to have acted dishonesty, without integrity and recklessly in misleading a court, opponent, client and her employer. All allegations dismissed
- SDT : SRA v B  Successfully defending an experienced solicitor, former counsel, initially in SRA investigation and then subsequent SDT proceedings. Agreed Outcome reached at the SDT including withdrawal of allegations. Dishonesty allegations dropped at investigation stage.
- SRA: SRA re B  Successfully representing Magic Circle senior partner - Internal investigation re alleged fraud concluded with no further action by firm or European regulator. Submissions made to SRA.
- SDT : SRA v D  Successfully defending a high profile solicitor in a 5 day hearing at the Tribunal hearing allegations of dishonesty, acting without integrity and recklessness in connection with an alleged dubious investment scheme
- SDT : SRA v F  Agreed Outcome reached with the SRA - agreed fine - high profile solicitor alleged to have acted without integrity in relation to a dubious investment scheme
- Bar Standards Board : Re W  - No further action following investigation of complaint by Inner Temple
- Admin Ct : Solicitors Regulation Authority v MacGregor  EWHC 3058 (Admin) - Acting for the Respondent in an SRA appeal against SDT sanction
- Admin Ct : Solicitors Regulation Authority v Naylor  EWHC 3058 (Admin) - Acting for the Respondent in an SRA appeal against SDT sanction
- Court of Appeal : Solicitors Regulation Authority v Kadurugamuwa  - Successfully resisted SRA application for permission to appeal
- SDT : SRA v A [Apr 2018] - Representing Principal of defunct firm Asons
- SDT : SRA v N [Jan 2018] - Solicitor with dishonesty finding allowed to continue in practice
- SDT : SRA v S [Jan 2018] – Agreed Outcome reached - withdrawing allegations of dishonesty against solicitor following psychiatric evidence
- SDT : SRA v M [Dec 2017] - SDT - Solicitor with dishonesty finding allowed to continue in practice
- Admin Ct : Solicitors Regulation Authority v Kadurugamuwa  EWHC 2245 (Admin) – Successfully defended SRA appeal against SDT sanction
Co-author of The Solicitor's Handbook 2019, contributor to previous editions.
You can contact Robert at the following email address: firstname.lastname@example.org